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A Critical Comparison of Murine Pathology and Epidemiological Data of TCDD, PCB126, and PeCDF
1 Toxicologic Pathology, Drug Safety Research Laboratories, Astellas Pharma Inc., Yodogawa, Osaka 532-8514, Japan Correspondence: Address correspondence to Abraham Nyska, Toxicological Pathologist, Haharuv 18, P.O. Box 184, Timrat, 23840, Israel. E-mail:anyska{at}bezeqint.net
2,3,7,8-Tetrachlorodibenzo-p-dioxin (TCDD, or dioxin) and dioxin-like compounds (DLCs) induce numerous toxicities, including developmental, endocrine, immunological, and multi-organ carcinogenic, in animals and/or humans. Multiple studies completed by the National Toxicology Program (NTP) focused on the effects caused in Harlan Sprague-Dawley rats by specific DLCs, among them the prototypical dioxin, TCDD. Because humans are exposed daily to a combination of DLCs, primarily via ingestion of food, the Toxic Equivalency Factor (TEF) was developed in order to evaluate health hazards caused by these mixtures. Herein we review the pathological effects reported in humans exposed to TCDD; 3,3',4,4',5-pentachlorobiphenyl (PCB 126); and 2,3,4,7,8,-pentachlorodibenzofuran (PeCDF) and compare them to similar changes seen in NTP murine studies performed with the same compounds. While there were differences in specific pathologies observed, clear consistency in the target organs affected (liver, oral cavity, cardiovascular system, immune system, thyroid, pancreas, and lung) could be seen in both human studies and rodent toxicity and carcinogenicity investigations.
Key Words: Carcinogenesis dioxin human PCB126 PeCDF rodent TCDD Abbreviations: AhR, aryl hydrocarbon receptor ATSDR, Agency for Toxic Substances and Disease Registry CYP, cytochrome P450 DLC, dioxin-like compound IARC, International Agency for Research on Cancer NTP, National Toxicology Program PCB 126, 3, 3', 4, 4'5-pentachlorobiphenyl PCDD, polychlorinated dibenzodioxin PCDF, polychlorinated dibenzofuran PeCDF, 2, 3, 4, 7, 8-pentachlorodibenzofuran TCDD, 2, 3, 7, 8-tetrachlorodibenzo-p-dioxin TBG, thyroxine-binding globulin UGT, UDP-glucuronosyltransferases
2,3,7,8-Tetrachlorodiobenzo-p-dioxin (TCDD, or dioxin) was classified in 1997 as a "Group 1 carcinogen (carcinogenic to humans, non-genotoxic carcinogen)" by the International Agency for Research on Cancer (IARC) (http://www.iarc.fr/ENG/Databases/index.php). Hazards associated with TCDD do not constitute a novel finding, because its toxicologic properties have been known since the 1950s (Watanabe et al., 1999). The top three sources of origin of dioxins are municipal incinerators, industrial incinerators, and metal refining (Watanabe et al., 1999). Humans are exposed to dioxins on a daily basis primarily through the consumption of food and water and, to a lesser extent, by inhalation (Mandal, 2005). Although the existence of low levels of TCDD and dioxins is widespread, only a limited number of human studies have been conducted to measure effects on various systems of the body due to the limited number of populations that have been highly exposed. TCDD became well known as a contaminant of the herbicide, Agent Orange, used in the Vietnam War and was found in Times Beach, Missouri; Love Canal, New York; and Seveso, Italy following an industrial explosion in 1976 (Bertazzi et al., 2001; Schecter et al., 2006). Most recent studies indicate that exposure is associated with an increase in all cancers combined and several specific cancers including rectal cancer, lung cancer, Hodgkins disease, non-Hodgkins lymphoma, and myeloid leukemia (ATSDR, 1998; Bertazzi et al., 2001). 3,3',4,4',5-Pentachlorobiphenyl (PCB 126) was produced as a component of dielectric insulating fluid for transformers and capacitors prior to 1977 (NTP, 2004a). The creation and utilization of this chemical ceased because of residue found in the environment, although it is still discharged into the air and waterways by the disposal of objects that contain it (NTP, 2004a). Bioaccumulation of PCB 126 is prevalent in human and animal tissues with biological responses comparable to those evoked by TCDD (NTP, 2004a). Information on health effects of PCBs is available from studies of exposure in the workplace, consumption of contaminated rice oil in the Japanese "Yusho Accident" and the Taiwanese "Yu-Cheng Accident," consumption of contaminated fish, general environmental exposures, and food products of animal origin. Evidence suggests that PCBs can produce several toxicities, such as skin lesions, dental abnormalities, immune deficiency, and/or reproductive abnormalities, and increase the risk of developing cardiovascular and/or liver disease and diabetes (Carpenter, 2006; Schecter et al., 2006). PCB126 has been listed as a Group 2A carcinogen (probably carcinogenic to humans) by the IARC (http://www.iarc.fr/ENG/Databases/index.php). 2,3,4,7,8,-Pentachlorodibenzofuran (PeCDF) has been made intentionally, only for the use of scientific research, but is found in the environment due to discharge from sources of combustion and incineration (NTP, 2004c). As one of the high-potency dioxin-like compounds (DLCs), PeCDF shows such high relative toxicity that it is similar to the most potent dioxin, TCDD. Toxic effects observed following exposure to PeCDF, as well as the structurally similar polychlorinated dibenzodioxins (PCDD), include developmental and reproductive alterations, immunotoxicity, teratogenicity, carcinogenicity, and lethality (ATSDR, 1998; Birnbaum, 1994; Poland and Knutson, 1982). PeCDF is listed by the IARC as a Group 3 carcinogen that is not classifiable as to carcinogenicity in humans (http://www.iarc.fr/ENG/Databases/index.php). Studies suggest that the similar toxic and carcinogenic effects of TCDD and DLCs including PCB126 and PeCDF are mediated through their binding to the aryl hydrocarbon receptor (AhR) (ATSDR, 1998; ATSDR, 2000), which performs three chief functions: generating cellular signal transduction, binding DNA, and activating transcription (IARC, 1997). Upon binding of TCDD, PCB126, or PeCDF to AhR in cells, AhR-dioxin complex forms, cause a cascade of events involving gene and mRNA regulation, protein synthesis, biochemical modifications, and cell-growth stimulus. The eventual result is the formation of lesions, including cancer (Mandal, 2005). The National Toxicology Program (NTP) conducted four murine carcinogenesis bioassays of TCDD in Swiss-Webster mice (NTP, 1982a), Osborne-Mendel rats, B6C3F1 mice (NTP, 1982b), and female Harlan Sprague-Dawley rats (NTP, 2004b). Two carcinogenesis studies of PCB 126 (NTP, 2004a) or PeCDF (NTP, 2004c) in female Harlan Sprague-Dawley rats were also reported by the NTP. These studies of dioxin and DLCs are listed in Table 1 (web address of NTP long-term study reports/abstracts: http://ntp.niehs.nih.gov/go/reports). In these investigations, increases occurred in incidences of neoplastic effects, such as cholangiocarcinoma and/or hepatocellular adenoma, squamous-cell carcinoma of the oral cavity and uterus, and cystic keratinizing epithelioma of the lung (Brix et al., 2004; Hailey et al., 2005; Jokinen et al., 2003; Nyska et al., 2005; Tani et al., 2004; Walker et al., 2005, 2006; Yoshizawa et al., 2005a, b).
This review, one of a series of works highlighting specific findings from these NTP dioxin Toxic-Equivalency-Factor (TEF) evaluative studies, focuses on comparison of effects observed in rodents to those reported in human epidemiologic studies induced by exposure to TCDD, PCB 126, and PeCDF. Our objective is to provide understanding of possible concordance of pathologic and neoplastic effects reported in rodents and humans.
In this literature review, we compare lesions observed in rats, mice, and humans exposed to TCDD, PCB 126, and PeCDF. Pathological changes induced by these compounds, seen in various NTP studies, are compared to effects reported in epidemiological investigations (Table 2). We systematically analyze information gleaned for target organ(s) and summarize toxicity and carcinogenicity reported within the various bodily systems.
Alimentary System Liver Several case reports of hepatomegaly, alterations in hepatic enzymes, hepatitis, and/or chronic liver disease have been reported among human populations exposed accidentally and occupationally to TCDD and PCBs, including those in the BASF, Seveso, Yusho, and Yucheng accidents (Calvert et al., 1992; McGregor et al., 1998; Yu et al., 1997; Zober et al., 1994, 1997/1998); these are summarized in Table 2. Changes in liver function and structure and increased liver size have consistently been reported in murine investigations (ATSDR, 1998; ATSDR, 2000). In the NTP studies of TCDD, PCB126, and PeCDF, the incidences of several kinds of hepatocellular alterations were increased, such as toxic hepatopathy, hepatocellular hypertrophy, multinucleated hepatocytes, fatty change, necrosis, altered foci, nodular hyperplasia, inflammation, pigmentation, portal fibrosis, bile-duct changes (bile-duct hyperplasia, cysts, cholangiofibrosis) and/or oval-cell hyperplasia (Hailey et al., 2005; NTP, 2004a, b, c). The incidences of hepatocellular adenoma, carcinoma, cholangioma, cholangicarcinoma, and/or hepatocholangiocarcinoma were increased in these NTP rodent studies (Hailey et al., 2005; NTP, 1982b, 2004a, b, c; Walker et al., 2006). In epidemiologic studies of human cohorts exposed to PCBs, liver/biliary/gallbladder cancer was observed only in one study (Brown et al., 1987) in which the data failed to demonstrate a dose-response relationship. Twelve other investigations of workers exposed to PCBs at equivalent levels failed to detect an elevated risk of liver/biliary/gallbladder cancer at any exposure level (Golden et al., 2003); however, increases in hepatobiliary cancers have been observed in residents exposed to TCDD during the Seveso Accident (ATSDR, 1998; Pesatori et al., 2003).
Oral cavity and tooth
Exocrine pancreas
Stomach and intestine
Cardiovascular System Dioxins have been found to produce effects on the cardiovascular system in the rodent models (Table 2). One study reported that rats treated with TCDD showed hemorrhages in the brain as well as the spinal cord, and an increase occurred in the incidence of mesenteric and thoracic periarteritis accompanied by thrombosis, above background levels. In the same study, with females only, the incidence of myocardial degeneration also increased above background (Kociba et al., 1978). In C57B1/6J mice, treatment with dioxins created a high mean tail-cuff blood pressure and an elevated urinary excretion of vasoactive eicosanoids (Dalton et al., 2001). When ApoE (–/–) mice were exposed to dioxins, a quicker progression occurred towards the creation of atherosclerotic lesions (Dalton et al., 2001). NTP investigations in the Harlan SD rats showed increased cardiomyopathy and chronic active arteritis, seen mostly in the mesentery and pancreas of rats dosed with TCDD, PCB 126, and PeCDF (Jokinen et al., 2003; NTP, 2004a,b,c). The cardiomyopathy and arteritis observed were similar to some lesions studied in humans (Jokinen et al., 2003). For example, upon observation of humans with idiopathic or toxic cardiomyopathy, multiple foci of myocardial fibrosis could be distinguished (Schoen et al., 1994). Rat arteritis documented in the NTP studies (NTP, 2004a; Jokinen et al., 2003) was best compared to spontaneous polyarteritis nodosa seen in humans (Schoen et al., 1994).
Endocrine System
Thyroid gland TCDD and PCBs are thought to disrupt thyroid hormonal homeostasis in the endocrine system by the induction of phase II enzymes, the UDP-glucuronosyltransferase(UGT)s (Kohn, 2000; Kohn et al., 1996; Schuur et al., 1997; Sewell et al., 1995; van Birgelen et al., 1995; van der Plas et al., 2001). The manufacture and discharge of thyroxine (T4) are under the direction of the thyroid-stimulating hormone (TSH) (Tani et al., 2004), which receives both negative and positive control from the hypothalamus, pituitary, and thyroid by the thyrothropin-releasing hormone, TSH itself, T4, and triiodothyronine (Tani et al., 2004). TCDD induces the production of UGT-1 mRNA through an aryl hydrocarbon receptor-dependent transcriptional mechanism (Bock et al., 1998; Yuch et al., 2003). A decrease in the serum T4 levels brought about by TCDD-induced UGT could possibly lead to a decline in the negative feedback inhibition on the pituitary gland, which would cause an increase in TSH resulting in hyperstimulation of the thyroid follicular cells (Sewall et al., 1995). Follicular hypertrophy induced by TCDD and PCBs in SD rats is characterized by smaller follicles and increased height of lining epithelial cells with no evidence of hyperplasia (Tani et al., 2004). Several studies have revealed associations among TCDD, T4, and thyroxine-binding globulin (TBG) and documented thyroid disease in humans following exposure (Zober et al., 1994).
Endocrine pancreas
Female Genital System
Male Genital System
Immune and Hematopoietic Systems In the NTP studies of TCDD, PCB126, and/or PeCDF, thymic and/or splenic lymphoid atrophy was noted as an immunosuppressant effect (Table 2). Lymphocytes are known to be one of the primary targets of TCDD and PCB immunotoxicity via AhR (Halperin et al., 1998; Kerkvliet, 2002; Watanabe et al., 1999). Both humoral and cell-mediated immunity were suppressed following acute or chronic exposure of rodents to low levels of TCDD. Data from several host-resistance models indicated that TCDD increased the susceptibility of animals to a variety of infectious diseases, prevented the rejection of transplanted tumors, and increased tumor growth and metastasis, presumably through alteration in immune function. The greater sensitivity of lymphocytes in humans than that in mice and rats seen in an in vitro study of CYP1A1 induction suggested higher susceptibility of the human immune system to TCDD (Nohara et al., 2006). As exposure to PCBs can suppress both antibodies (immunoglobulins) and the cellular immune response, frequent infections can be a direct result (Carpenter, 2006). Studies have clearly shown that persons exposed to TCDD and PCBs exhibit a greater incidence of numerous kinds of infections, including those of the respiratory tract, skin, and ear (ATSDR, 1998, 2000; Carpenter, 2006; Guo et al., 2004; Weisglas-Kuperus et al., 2000, 2004; Zober et al., 1994). An excess of lymphohemopoietic neoplasms was found in the Seveso population and several cohort studies, as shown in Table 2–4; the higher risk of Hodgkins disease, non-Hodgkins lymphoma, and myeloid leukemia was noted (ATSDR, 1998, 2000; Bertazzi et al., 2001; Pesatori et al., 2003). A case-control study nested in the IARC international cohort provided weak evidence of a dose-response relationship with estimated TCDD exposures (IARC, 1997). In the previous NTP rodent studies, although positive dose-related trends were observed in the incidences of either lymphoma or leukemia in female B6C3F1 mice, TCDD has not been carcinogenic for the lymphohematopoietic system (NTP, 1982b).
Integumentary System In order to elucidate the effects of TCDD on the integumentary system, researchers used rhesus monkeys to study morphological changes that appeared during dosing with 500 ppt of TCDD for nine months. Upon necropsy, squamous metaplasia and keratinization were seen within the sebaceous glands and hair follicles. Keratinization was also observed in the Meibomian glands of the eyelids. Thickening of the fingernails and toenails was reported (Allen et al., 1977). In the rodent NTP studies, TCDD was carcinogenic for female Swiss-Webster mice causing fibrosarcomas in the integumentary system (Table 2; NTP, 1982a). Few reports have documented increased incidences of fibrosarcoma in dioxin and PCB human epidemiologic studies (ATSDR, 1998, 2000). Significant associations have been reported between the occurrence of malignant melanoma and PCB exposure in humans (Golden et al., 2003). The incidence of melanoma was reportedly increased, relative to national rates, among white ranch-hand veterans who sprayed TCDD-contaminated herbicides in Vietnam. Researchers know that genetic susceptibility and environmental factors contribute to the initiation and progression of melanoma. Excessive ultraviolet exposure is considered the main etiological factor in its initiation; however, epidemiological and experimental evidence has suggested that exposure to environmental carcinogens contributes to the development of melanoma. Exposure to environmental chemicals, especially TCDD, activates the aryl-hydrocarbon-receptor pathway and contributes to melanoma progression, specifically through stimulation of the expression and activity of the matrix metalloproteinases (Villano et al., 2006). While many small clinic-based breast cancer studies have been published (Table 2), some of which suggest a dose-dependent relation to total PCB exposure (ATSDR, 2000; Golden et al., 2003), most large retrospective epidemiologic investigations have not demonstrated a relationship between elevated total PCB levels and breast cancer. While the human data of the relationship between TCDD exposure and the occurrence of breast cancer have not been clarified, an earlier epidemiologic study of the Seveso population suggested a possible insignificant decrease in the incidence of breast cancer (Huff et al., 1994). A subsequent epidemiologic investigation demonstrated a significant increase in breast cancer in association with elevated serum levels of TCDD (Birnbaum and Fenton, 2003). Due to its antiestrogenic properties, TCDD inhibited spontaneous and carcinogen-induced mammary tumor formation and growth in rodent models (Safe et al., 1999).
Nervous System
Respiratory System
Urinary System
Skeletal System
Other Systems
By altering the functioning of many different organ systems, documented in rodent studies and human populations, exposures to TCDD and PCBs constitute risk factors for a large number of human diseases. In studies of human populations exposed to PCBs, exposure is to a mixtures of PCBs that includes both dioxin-like PCBs (e.g. PCB126 and PCB118) and non-dioxin like compounds (e.g. PCB153). We have summarized findings from the NTP studies and investigations reported by numerous other researchers and shown comparisons between effects manifested in rodents and humans. In the NTP murine studies, TCDD, PCB126, and/or PeCDF induced neoplastic lesions (hepatocellular and/or cholangiolar, pancreatic, thyroidal, and pulmonary) and nonneoplastic effects (hepatocellular and/or cholangiolar lesions in the liver, squamous hyperplasia in the oral cavity, cardiovascular damage, thyroidal hypertrophy, and immunosuppression) similar to those reported in humans. While differences in specific pathologies were observed, clear consistency could be seen in the target organs affected (liver, oral cavity, cardiovascular system, immune system, thyroid, pancreas, and lung) in both human and murine studies.
The authors thank all involved in the design and conduct of these NTP studies, with special appreciation expressed to Drs. John Bucher, Angelique Braen, and Milton Hejtmancik and Ms. Denise Orzech. We gratefully acknowledge Dr. Amy Brix, Dr. Susan Elmore, and Ms. JoAnne Johnson for critical review of the manuscript. The authors declare that they have no competing financial interests. This research was supported by the Intramural Research Program of the National Institutes of Health, NIEHS, Research Triangle Park, NC.
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